BIOTA PHARMACEUTIALS INC

CUSIP: 090694100 Class: CMN

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 15,456 Value ($000) $31 Avg Close — Range —
Q2 2015
Shares 26,756 Value ($000) $55 Avg Close — Range —
Q2 2014
Shares 119,822 Value ($000) $341 Avg Close — Range —
Q1 2014
Shares 59,911 Value ($000) $366 Avg Close — Range —
Q4 2013
Shares 50,299 Value ($000) $211 Avg Close — Range —
Q3 2013
Shares 39,085 Value ($000) $163 Avg Close — Range —