BIOTA PHARMACEUTIALS INC

CUSIP: 090694100 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 12,600 Value ($000) $19 Avg Close — Range —
Q2 2014
Shares 12,937 Value ($000) $37 Avg Close — Range —
Q1 2014
Shares 14,231 Value ($000) $87 Avg Close — Range —