BIOPHARMX CORP

CUSIP: 09072X101 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 30,424 Value ($000) $7 Avg Close — Range —
Q4 2017
Shares 27,047 Value ($000) $3 Avg Close — Range —
Q3 2017
Shares 30,425 Value ($000) $9 Avg Close — Range —
Q2 2017
Shares 22,718 Value ($000) $11 Avg Close — Range —
Q1 2017
Shares 22,718 Value ($000) $11 Avg Close — Range —