BIOPHARMX CORP

CUSIP: 09072X101 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 40,000 Value ($000) $4 Avg Close — Range —
Q4 2018
Shares 40,000 Value ($000) $4 Avg Close — Range —
Q3 2018
Shares 40,000 Value ($000) $8 Avg Close — Range —
Q2 2018
Shares 40,000 Value ($000) $9 Avg Close — Range —
Q1 2018
Shares 40,000 Value ($000) $9 Avg Close — Range —
Q4 2017
Shares 40,000 Value ($000) $4 Avg Close — Range —
Q3 2017
Shares 40,000 Value ($000) $11 Avg Close — Range —
Q2 2017
Shares 40,000 Value ($000) $19 Avg Close — Range —
Q1 2017
Shares 40,000 Value ($000) $20 Avg Close — Range —
Q4 2016
Shares 40,000 Value ($000) $15 Avg Close — Range —
Q3 2016
Shares 40,000 Value ($000) $18 Avg Close — Range —
Q2 2016
Shares 40,000 Value ($000) $25 Avg Close — Range —
Q1 2016
Shares 60,000 Value ($000) $60 Avg Close — Range —
Q4 2015
Shares 20,000 Value ($000) $28 Avg Close — Range —