BLACKROCK CAPITAL INVESTMENT

CUSIP: 092533108 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 36,232 Value ($000) $282 Avg Close — Range —
Q1 2016
Shares 36,232 Value ($000) $341 Avg Close — Range —
Q4 2015
Shares 36,232 Value ($000) $341 Avg Close — Range —