BLACKROCK CAPITAL INVESTMENT

CUSIP: 092533108 Class: COM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 46,412 Value ($000) $350 Avg Close — Range —
Q4 2016
Shares 46,412 Value ($000) $323 Avg Close — Range —
Q3 2016
Shares 46,412 Value ($000) $384 Avg Close — Range —
Q2 2016
Shares 45,412 Value ($000) $353 Avg Close — Range —