BLACKROCK CAPITAL INVESTMENT

CUSIP: 092533AB4 Class: CONV

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 55,000 Value ($000) $56 Avg Close — Range —
Q2 2016
Shares 7,000 Value ($000) $7 Avg Close — Range —
Q1 2016
Shares 31,000 Value ($000) $31 Avg Close — Range —
Q4 2015
Shares 67,000 Value ($000) $69 Avg Close — Range —