BLACKROCK CAPITAL INVESTMENT

CUSIP: 092533AC2 Class: NOTE 5.000% 6/1

HARBOUR INVESTMENTS, INC.'s Holding History (CIK: 0000810121)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 5,000 Value ($000) $5 Avg Close — Range —
Q3 2021
Shares 5,000 Value ($000) $5 Avg Close — Range —
Q2 2021
Shares 5,000 Value ($000) $5 Avg Close — Range —
Q1 2021
Shares 5,000 Value ($000) $5 Avg Close — Range —