BLACKROCK CAPITAL INVESTMENT

CUSIP: 092533AC2 Class: NOTE 5.000% 6/1

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 258,000 Value ($000) $259 Avg Close — Range —
Q4 2021
Shares 278,000 Value ($000) $281 Avg Close — Range —
Q3 2021
Shares 248,000 Value ($000) $252 Avg Close — Range —
Q2 2021
Shares 210,000 Value ($000) $212 Avg Close — Range —
Q1 2021
Shares 210,000 Value ($000) $209 Avg Close — Range —
Q4 2020
Shares 210,000 Value ($000) $210 Avg Close — Range —
Q3 2020
Shares 210,000 Value ($000) $208 Avg Close — Range —
Q2 2020
Shares 210,000 Value ($000) $193 Avg Close — Range —
Q1 2020
Shares 210,000 Value ($000) $176 Avg Close — Range —
Q4 2019
Shares 210,000 Value ($000) $210 Avg Close — Range —
Q3 2019
Shares 235,000 Value ($000) $235 Avg Close — Range —
Q2 2019
Shares 215,000 Value ($000) $213 Avg Close — Range —
Q1 2019
Shares 215,000 Value ($000) $212 Avg Close — Range —
Q4 2018
Shares 215,000 Value ($000) $210 Avg Close — Range —
Q3 2018
Shares 215,000 Value ($000) $217 Avg Close — Range —
Q2 2018
Shares 245,000 Value ($000) $248 Avg Close — Range —
Q1 2018
Shares 220,000 Value ($000) $226 Avg Close — Range —
Q4 2017
Shares 180,000 Value ($000) $186 Avg Close — Range —
Q3 2017
Shares 165,000 Value ($000) $173 Avg Close — Range —