BLACKROCK CAPITAL INVESTMENT

CUSIP: 092533AC2 Class: NOTE 5.000% 6/1

HighTower Advisors, LLC's Holding History (CIK: 0001462245)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 66,000 Value ($000) $68 Avg Close — Range —
Q3 2017
Shares 66,000 Value ($000) $70 Avg Close — Range —
Q2 2017
Shares 66,000 Value ($000) $68 Avg Close — Range —