BLACKROCK CAPITAL INVESTMENT

CUSIP: 092533AC2 Class: NOTE 5.000% 6/1

Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors's Holding History (CIK: 0001748861)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q3 2018
Shares 11,000 Value ($000) $11 Avg Close — Range —