BRISTOL-MYERS SQUIBB CO

Ticker: BMY CUSIP: 110122108 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 10,000 Value ($000) $477 Avg Close $38.30 Range $34.06 - $41.82

Q4 2017

Shares 236,696 Value ($000) $14,505 Avg Close $46.46 Range $44.42 - $49.11

Q3 2017

Shares 115,000 Value ($000) $7,330 Avg Close $43.12 Range $38.45 - $47.08

Q2 2017

Shares 225,933 Value ($000) $12,589 Avg Close $39.90 Range $37.81 - $42.46

Q1 2017

Shares 225,500 Value ($000) $12,263 Avg Close $39.93 Range $33.50 - $44.01

Q4 2016

Shares 139,690 Value ($000) $8,163 Avg Close $39.53 Range $35.46 - $43.35

Q3 2016

Shares 158,200 Value ($000) $8,530 Avg Close $46.14 Range $38.62 - $55.40

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	10,000	$477	$38.30	$34.06 - $41.82
Q4 2017	236,696	$14,505	$46.46	$44.42 - $49.11
Q3 2017	115,000	$7,330	$43.12	$38.45 - $47.08
Q2 2017	225,933	$12,589	$39.90	$37.81 - $42.46
Q1 2017	225,500	$12,263	$39.93	$33.50 - $44.01
Q4 2016	139,690	$8,163	$39.53	$35.46 - $43.35
Q3 2016	158,200	$8,530	$46.14	$38.62 - $55.40