BRISTOL-MYERS SQUIBB CO

CUSIP: 110122157 Class: RIGHT 99/99/9999

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 60,300 Value ($000) $0 Avg Close — Range —
Q3 2020
Shares 50,300 Value ($000) $113 Avg Close — Range —
Q2 2020
Shares 50,300 Value ($000) $180 Avg Close — Range —
Q1 2020
Shares 50,300 Value ($000) $191 Avg Close — Range —
Q4 2019
Shares 50,300 Value ($000) $151 Avg Close — Range —