BROADCOM CORP

CUSIP: 111320107 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 41,200 Value ($000) $2,382 Avg Close — Range —
Q3 2015
Shares 67,487 Value ($000) $3,471 Avg Close — Range —
Q2 2015
Shares 125,042 Value ($000) $6,438 Avg Close — Range —