BROADRIDGE FINL SOLUTIONS IN

Ticker: BR CUSIP: 11133T103 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 92 Value ($000) $4 Avg Close $33.89 Range $32.10 - $35.34

Q2 2014

Shares 92 Value ($000) $4 Avg Close $31.74 Range $28.63 - $34.28

Q1 2014

Shares 91 Value ($000) $3 Avg Close $30.25 Range $28.15 - $32.07

Q4 2013

Shares 91 Value ($000) $4 Avg Close $28.99 Range $24.91 - $32.34

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	92	$4	$33.89	$32.10 - $35.34
Q2 2014	92	$4	$31.74	$28.63 - $34.28
Q1 2014	91	$3	$30.25	$28.15 - $32.07
Q4 2013	91	$4	$28.99	$24.91 - $32.34