BROCADE COMMUNICATIONS SYS I

CUSIP: 111621AQ1 Class: CONV

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 19,033 Value ($000) $19,081 Avg Close — Range —
Q2 2017
Shares 11,533 Value ($000) $11,707 Avg Close — Range —
Q1 2017
Shares 11,533 Value ($000) $11,686 Avg Close — Range —
Q4 2016
Shares 10,533 Value ($000) $10,601 Avg Close — Range —