CM FIN INC

CUSIP: 12574Q103 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 48,250 Value ($000) $483 Avg Close — Range —
Q3 2015
Shares 55,924 Value ($000) $573 Avg Close — Range —
Q2 2015
Shares 62,191 Value ($000) $847 Avg Close — Range —
Q1 2015
Shares 70,661 Value ($000) $937 Avg Close — Range —
Q4 2014
Shares 80,478 Value ($000) $885 Avg Close — Range —
Q3 2014
Shares 69,215 Value ($000) $915 Avg Close — Range —
Q2 2014
Shares 146,619 Value ($000) $2,134 Avg Close — Range —