CM FIN INC

CUSIP: 12574Q103 Class: COM

CAXTON CORP's Holding History (CIK: 0001388551)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 856,673 Value ($000) $6,322 Avg Close — Range —
Q4 2018
Shares 1,028,355 Value ($000) $6,427 Avg Close — Range —
Q3 2018
Shares 895,173 Value ($000) $7,698 Avg Close — Range —
Q2 2018
Shares 888,220 Value ($000) $7,905 Avg Close — Range —
Q1 2018
Shares 809,772 Value ($000) $6,640 Avg Close — Range —
Q4 2017
Shares 70,402 Value ($000) $574 Avg Close — Range —
Q3 2017
Shares 61,429 Value ($000) $574 Avg Close — Range —
Q2 2017
Shares 55,102 Value ($000) $551 Avg Close — Range —
Q1 2017
Shares 53,204 Value ($000) $540 Avg Close — Range —
Q4 2016
Shares 42,757 Value ($000) $398 Avg Close — Range —
Q3 2016
Shares 16,409 Value ($000) $149 Avg Close — Range —
Q2 2016
Shares 33,247 Value ($000) $295 Avg Close — Range —
Q1 2016
Shares 28,220 Value ($000) $237 Avg Close — Range —
Q4 2015
Shares 15,020 Value ($000) $150 Avg Close — Range —
Q3 2015
Shares 14,658 Value ($000) $150 Avg Close — Range —
Q4 2014
Shares 11,259 Value ($000) $124 Avg Close — Range —