CM FIN INC

CUSIP: 12574Q103 Class: COM

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 246,474 Value ($000) $1,876 Avg Close — Range —
Q2 2019
Shares 246,474 Value ($000) $1,876 Avg Close — Range —
Q1 2019
Shares 246,171 Value ($000) $1,817 Avg Close — Range —
Q4 2018
Shares 159,386 Value ($000) $997 Avg Close — Range —
Q3 2018
Shares 228,413 Value ($000) $1,964 Avg Close — Range —
Q2 2018
Shares 228,413 Value ($000) $2,033 Avg Close — Range —
Q1 2018
Shares 228,969 Value ($000) $1,878 Avg Close — Range —
Q4 2017
Shares 199,633 Value ($000) $1,627 Avg Close — Range —
Q3 2017
Shares 221,051 Value ($000) $2,067 Avg Close — Range —
Q2 2017
Shares 230,259 Value ($000) $2,302 Avg Close — Range —
Q1 2017
Shares 237,087 Value ($000) $2,406 Avg Close — Range —
Q4 2016
Shares 239,457 Value ($000) $2,227 Avg Close — Range —
Q3 2016
Shares 215,557 Value ($000) $1,962 Avg Close — Range —
Q2 2016
Shares 197,616 Value ($000) $1,755 Avg Close — Range —
Q1 2016
Shares 195,922 Value ($000) $1,646 Avg Close — Range —
Q4 2015
Shares 175,899 Value ($000) $1,763 Avg Close — Range —
Q3 2015
Shares 175,268 Value ($000) $1,795 Avg Close — Range —
Q2 2015
Shares 155,998 Value ($000) $2,123 Avg Close — Range —
Q1 2015
Shares 155,619 Value ($000) $2,064 Avg Close — Range —
Q4 2014
Shares 151,621 Value ($000) $1,668 Avg Close — Range —
Q3 2014
Shares 135,493 Value ($000) $1,790 Avg Close — Range —
Q2 2014
Shares 80,329 Value ($000) $1,170 Avg Close — Range —
Q1 2014
Shares 20,000 Value ($000) $312 Avg Close — Range —