CM FIN INC

CUSIP: 12574Q103 Class: COM

SIMPLEX TRADING, LLC's Holding History (CIK: 0001488542)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 24 Value ($000) $0 Avg Close — Range —
Q2 2018
Shares 2 Value ($000) $0 Avg Close — Range —
Q4 2017
Shares 57,056 Value ($000) $465 Avg Close — Range —
Q3 2017
Shares 94,114 Value ($000) $879 Avg Close — Range —
Q2 2017
Shares 43,534 Value ($000) $435 Avg Close — Range —
Q3 2016
Shares 52 Value ($000) $0 Avg Close — Range —