CNOOC LTD

CUSIP: 126132109 Class: SPONSORED ADR

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 5,133 Value ($000) $728 Avg Close — Range —
Q1 2015
Shares 4,910 Value ($000) $696 Avg Close — Range —
Q4 2014
Shares 4,266 Value ($000) $578 Avg Close — Range —
Q3 2014
Shares 4,110 Value ($000) $709 Avg Close — Range —