CNOOC LTD

CUSIP: 126132109 Class: SPONSORED ADR

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 1,850 Value ($000) $373 Avg Close — Range —
Q2 2013
Shares 1,850 Value ($000) $310 Avg Close — Range —
Q4 2010
Shares 21,100 Value ($000) $5,030 Avg Close — Range —