CU BANCORP CALIF

CUSIP: 126534106 Class: COM

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 5,000 Value ($000) $95 Avg Close — Range —
Q1 2014
Shares 5,500 Value ($000) $101 Avg Close — Range —
Q4 2013
Shares 5,500 Value ($000) $96 Avg Close — Range —