CU BANCORP CALIF

CUSIP: 126534106 Class: COM

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 119,512 Value ($000) $4,634 Avg Close — Range —
Q2 2017
Shares 100,401 Value ($000) $3,629 Avg Close — Range —
Q3 2016
Shares 15,482 Value ($000) $353 Avg Close — Range —