CU BANCORP CALIF

CUSIP: 126534106 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 3,047 Value ($000) $67 Avg Close — Range —
Q2 2014
Shares 3,161 Value ($000) $60,280 Avg Close — Range —