CALAMOS CONV OPPORTUNITIES &

CUSIP: 128117108 Class: SH BEN INT

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 845 Value ($000) $11 Avg Close — Range —
Q2 2013
Shares 845 Value ($000) $11 Avg Close — Range —