CDN IMPERIAL BK COMM TORONTO

Ticker: CM CUSIP: 136069101 Class: Common Stock

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 4,700 Value ($000) $401 Avg Close $23.34 Range $21.69 - $24.29
Q3 2013
Shares 4,700 Value ($000) $375 Avg Close $20.94 Range $19.18 - $22.36
Q2 2013
Shares 33,800 Value ($000) $2,399 Avg Close $20.76 Range $19.12 - $21.83
Q1 2013
Shares 29,100 Value ($000) $2,282 Avg Close $21.95 Range $20.91 - $22.59
Q4 2012
Shares 29,100 Value ($000) $2,346 Avg Close — Range —
Q3 2012
Shares 29,600 Value ($000) $2,314 Avg Close — Range —
Q2 2012
Shares 34,600 Value ($000) $2,434 Avg Close — Range —
Q1 2012
Shares 28,400 Value ($000) $2,172 Avg Close — Range —
Q4 2011
Shares 31,100 Value ($000) $2,251 Avg Close — Range —
Q2 2011
Shares 34,700 Value ($000) $2,740 Avg Close — Range —
Q1 2011
Shares 36,300 Value ($000) $3,135 Avg Close — Range —
Q4 2010
Shares 36,300 Value ($000) $2,846 Avg Close — Range —