CDN IMPERIAL BK COMM TORONTO

Ticker: CM CUSIP: 136069101 Class: Common Stock

Tortoise Investment Management, LLC's Holding History (CIK: 0001599511)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 650 Value ($000) $56 Avg Close $23.34 Range $21.69 - $24.29

Q3 2013

Shares 650 Value ($000) $52 Avg Close $20.94 Range $19.18 - $22.36

Q2 2013

Shares 650 Value ($000) $46 Avg Close $20.76 Range $19.12 - $21.83

Q1 2013

Shares 650 Value ($000) $51 Avg Close $21.95 Range $20.91 - $22.59

Q4 2012

Shares 650 Value ($000) $52 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	650	$56	$23.34	$21.69 - $24.29
Q3 2013	650	$52	$20.94	$19.18 - $22.36
Q2 2013	650	$46	$20.76	$19.12 - $21.83
Q1 2013	650	$51	$21.95	$20.91 - $22.59
Q4 2012	650	$52	—	—