CDN IMPERIAL BK COMM TORONTO

Ticker: CM CUSIP: 136069101 Class: Common Stock

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 6,316 Value ($000) $430 Avg Close $24.12 Range $20.83 - $28.78

Q1 2020

Shares 8,889 Value ($000) $515 Avg Close $28.23 Range $17.60 - $31.74

Q4 2019

Shares 2,399 Value ($000) $202 Avg Close $31.67 Range $29.66 - $32.77

Q3 2019

Shares 2,550 Value ($000) $211 Avg Close $29.03 Range $27.02 - $31.12

Q1 2016

Shares 4,073 Value ($000) $304 Avg Close $20.87 Range $17.60 - $24.03

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	6,316	$430	$24.12	$20.83 - $28.78
Q1 2020	8,889	$515	$28.23	$17.60 - $31.74
Q4 2019	2,399	$202	$31.67	$29.66 - $32.77
Q3 2019	2,550	$211	$29.03	$27.02 - $31.12
Q1 2016	4,073	$304	$20.87	$17.60 - $24.03