CANON INC

Ticker: CAJPY CUSIP: 138006309 Class: ADR

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q2 2013
Shares 56,200 Value ($000) $1,847 Avg Close — Range —
Q3 2012
Shares 13,251 Value ($000) $424 Avg Close — Range —
Q2 2012
Shares 10,051 Value ($000) $401 Avg Close — Range —
Q1 2012
Shares 10,051 Value ($000) $479 Avg Close — Range —
Q4 2011
Shares 10,051 Value ($000) $443 Avg Close — Range —
Q3 2011
Shares 10,051 Value ($000) $455 Avg Close — Range —
Q2 2011
Shares 10,051 Value ($000) $478 Avg Close — Range —
Q1 2011
Shares 10,051 Value ($000) $436 Avg Close — Range —
Q4 2010
Shares 12,051 Value ($000) $619 Avg Close — Range —
Q1 2010
Shares 9,351 Value ($000) $432 Avg Close — Range —
Q4 2009
Shares 9,351 Value ($000) $396 Avg Close — Range —
Q3 2009
Shares 6,351 Value ($000) $254 Avg Close — Range —
Q2 2009
Shares 6,351 Value ($000) $207 Avg Close — Range —
Q1 2009
Shares 6,351 Value ($000) $184 Avg Close — Range —