CANON INC

Ticker: CAJPY CUSIP: 138006309 Class: ADR

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 67 Value ($000) $2 Avg Close — Range —
Q1 2017
Shares 135 Value ($000) $4 Avg Close — Range —
Q4 2016
Shares 135 Value ($000) $4 Avg Close — Range —
Q3 2016
Shares 135 Value ($000) $4 Avg Close — Range —
Q2 2016
Shares 135 Value ($000) $4 Avg Close — Range —
Q1 2016
Shares 135 Value ($000) $4 Avg Close — Range —
Q4 2015
Shares 135 Value ($000) $4 Avg Close — Range —
Q3 2015
Shares 436 Value ($000) $13 Avg Close — Range —
Q2 2015
Shares 436 Value ($000) $14 Avg Close — Range —
Q1 2015
Shares 436 Value ($000) $15 Avg Close — Range —
Q4 2014
Shares 436 Value ($000) $14 Avg Close — Range —
Q3 2014
Shares 436 Value ($000) $14 Avg Close — Range —
Q2 2014
Shares 436 Value ($000) $14 Avg Close — Range —
Q1 2014
Shares 436 Value ($000) $14 Avg Close — Range —
Q4 2013
Shares 586 Value ($000) $19 Avg Close — Range —