CAPITAL BK FINL CORP

CUSIP: 139794101 Class: COMMON STOCK

HENNESSY ADVISORS INC's Holding History (CIK: 0001145255)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 50,000 Value ($000) $1,440 Avg Close — Range —
Q1 2016
Shares 120,000 Value ($000) $3,702 Avg Close — Range —
Q4 2015
Shares 154,500 Value ($000) $4,941 Avg Close — Range —
Q3 2015
Shares 175,000 Value ($000) $5,290 Avg Close — Range —
Q2 2015
Shares 182,500 Value ($000) $5,305 Avg Close — Range —
Q1 2015
Shares 225,000 Value ($000) $6,212 Avg Close — Range —
Q4 2014
Shares 230,000 Value ($000) $6,164 Avg Close — Range —
Q3 2014
Shares 244,000 Value ($000) $5,827 Avg Close — Range —
Q2 2014
Shares 193,000 Value ($000) $4,557 Avg Close — Range —
Q1 2014
Shares 186,308 Value ($000) $4,678 Avg Close — Range —
Q4 2013
Shares 146,308 Value ($000) $3,329 Avg Close — Range —
Q3 2013
Shares 175,000 Value ($000) $3,841 Avg Close — Range —
Q2 2013
Shares 80,000 Value ($000) $1,519 Avg Close — Range —