CAPITAL BK FINL CORP

CUSIP: 139794101 Class: COMMON STOCK

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 23,771 Value ($000) $977 Avg Close — Range —
Q2 2017
Shares 25,125 Value ($000) $958 Avg Close — Range —
Q1 2017
Shares 18,788 Value ($000) $813 Avg Close — Range —
Q4 2016
Shares 18,827 Value ($000) $739 Avg Close — Range —