CAPITAL BK FINL CORP

CUSIP: 139794101 Class: COMMON STOCK

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 125,000 Value ($000) $5,131 Avg Close — Range —
Q2 2017
Shares 13,000 Value ($000) $495 Avg Close — Range —
Q4 2016
Shares 10,519 Value ($000) $412 Avg Close — Range —