CAPITAL BK FINL CORP

CUSIP: 139794101 Class: COMMON STOCK

HighTower Advisors, LLC's Holding History (CIK: 0001462245)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 43,265 Value ($000) $984 Avg Close — Range —
Q3 2013
Shares 41,615 Value ($000) $918 Avg Close — Range —