CAPITAL BK FINL CORP

CUSIP: 139794101 Class: COMMON STOCK

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 4,051 Value ($000) $167 Avg Close — Range —
Q4 2016
Shares 1,012 Value ($000) $40 Avg Close — Range —
Q4 2015
Shares 313 Value ($000) $10 Avg Close — Range —
Q3 2015
Shares 1,726 Value ($000) $52 Avg Close — Range —
Q2 2015
Shares 501 Value ($000) $15 Avg Close — Range —
Q1 2015
Shares 2,582 Value ($000) $71 Avg Close — Range —
Q3 2014
Shares 609 Value ($000) $15 Avg Close — Range —
Q2 2014
Shares 111 Value ($000) $3 Avg Close — Range —
Q1 2014
Shares 360 Value ($000) $9 Avg Close — Range —
Q4 2013
Shares 1,184 Value ($000) $27 Avg Close — Range —
Q3 2013
Shares 2,903 Value ($000) $64 Avg Close — Range —
Q2 2013
Shares 6,236 Value ($000) $119 Avg Close — Range —