CAPITAL BK FINL CORP

CUSIP: 139794101 Class: COMMON STOCK

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 6,564 Value ($000) $270 Avg Close — Range —
Q2 2017
Shares 1,622 Value ($000) $62 Avg Close — Range —
Q1 2017
Shares 3,905 Value ($000) $169 Avg Close — Range —
Q4 2016
Shares 6,176 Value ($000) $242 Avg Close — Range —
Q3 2016
Shares 417 Value ($000) $13 Avg Close — Range —
Q2 2016
Shares 690 Value ($000) $20 Avg Close — Range —
Q1 2016
Shares 2,615 Value ($000) $81 Avg Close — Range —
Q4 2015
Shares 1,157 Value ($000) $37 Avg Close — Range —
Q3 2015
Shares 3,314 Value ($000) $100 Avg Close — Range —
Q2 2015
Shares 3,122 Value ($000) $91 Avg Close — Range —
Q1 2015
Shares 1,750 Value ($000) $49 Avg Close — Range —
Q4 2014
Shares 2,124 Value ($000) $57 Avg Close — Range —