CAPITAL ONE FINL CORP

CUSIP: 14040H139 Class: WTS

ADAGE CAPITAL PARTNERS GP, L.L.C.'s Holding History (CIK: 0001165408)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 1,752,500 Value ($000) $79,195 Avg Close — Range —
Q3 2016
Shares 1,752,500 Value ($000) $53,329 Avg Close — Range —
Q2 2016
Shares 1,752,500 Value ($000) $41,780 Avg Close — Range —
Q1 2016
Shares 1,752,500 Value ($000) $50,122 Avg Close — Range —
Q4 2015
Shares 1,752,500 Value ($000) $54,941 Avg Close — Range —
Q3 2015
Shares 1,752,500 Value ($000) $55,554 Avg Close — Range —
Q2 2015
Shares 1,752,500 Value ($000) $80,633 Avg Close — Range —
Q1 2015
Shares 1,752,500 Value ($000) $64,913 Avg Close — Range —
Q2 2014
Shares 1,752,500 Value ($000) $70,731 Avg Close — Range —
Q1 2014
Shares 1,752,500 Value ($000) $61,951 Avg Close — Range —
Q4 2013
Shares 1,752,500 Value ($000) $62,109 Avg Close — Range —