CAPITAL ONE FINL CORP

CUSIP: 14040H139 Class: WTS

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 400 Value ($000) $11 Avg Close — Range —
Q2 2013
Shares 120 Value ($000) $3 Avg Close — Range —