CAPITAL ONE FINL CORP

CUSIP: 14040H139 Class: WTS

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 1,375 Value ($000) $73 Avg Close — Range —
Q1 2018
Shares 1,529 Value ($000) $82 Avg Close — Range —
Q4 2017
Shares 2,035 Value ($000) $118 Avg Close — Range —
Q2 2017
Shares 3,638 Value ($000) $151 Avg Close — Range —
Q1 2017
Shares 4,413 Value ($000) $198 Avg Close — Range —
Q4 2016
Shares 1,213 Value ($000) $55 Avg Close — Range —
Q3 2016
Shares 2,342 Value ($000) $71 Avg Close — Range —
Q4 2015
Shares 1,109 Value ($000) $35 Avg Close — Range —
Q1 2015
Shares 3,177 Value ($000) $118 Avg Close — Range —
Q4 2014
Shares 1,894 Value ($000) $78 Avg Close — Range —