CAPITAL ONE FINANCIAL CO PFD 6.00%

CUSIP: 14040H402 Class: PREF

RESOURCES MANAGEMENT CORP /CT/ /ADV's Holding History (CIK: 0000749044)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 400 Value ($000) $10 Avg Close — Range —
Q4 2018
Shares 400 Value ($000) $9 Avg Close — Range —