CAPITAL ONE FINANCIAL CO PFD 6.00%

CUSIP: 14040H402 Class: PREF

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 27,675 Value ($000) $678 Avg Close — Range —
Q3 2016
Shares 11,444 Value ($000) $295 Avg Close — Range —
Q2 2016
Shares 10,719 Value ($000) $283 Avg Close — Range —
Q1 2016
Shares 9,976 Value ($000) $257 Avg Close — Range —
Q2 2015
Shares 119,761 Value ($000) $2,952 Avg Close — Range —
Q1 2015
Shares 13,251 Value ($000) $335 Avg Close — Range —
Q4 2014
Shares 13,565 Value ($000) $331 Avg Close — Range —
Q3 2014
Shares 7,089 Value ($000) $166 Avg Close — Range —
Q2 2014
Shares 6,351 Value ($000) $153 Avg Close — Range —
Q3 2013
Shares 357 Value ($000) $8 Avg Close — Range —