CAPITAL ONE FINANCIAL CO PFD 6.00%

CUSIP: 14040H402 Class: PREF

Janney Montgomery Scott LLC's Holding History (CIK: 0001329948)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 19,700 Value ($000) $497 Avg Close — Range —
Q4 2014
Shares 18,750 Value ($000) $457,444 Avg Close — Range —
Q3 2014
Shares 24,700 Value ($000) $577,733 Avg Close — Range —
Q2 2014
Shares 15,445 Value ($000) $372,842 Avg Close — Range —
Q4 2013
Shares 30,588 Value ($000) $664,983 Avg Close — Range —
Q3 2013
Shares 37,250 Value ($000) $815,403 Avg Close — Range —
Q2 2013
Shares 28,050 Value ($000) $691,096 Avg Close — Range —