CAPITAL ONE FINANCIAL CO 5.20 PFD

CUSIP: 14040H865 Class: EQUITY

CIM INVESTMENT MANAGEMENT INC's Holding History (CIK: 0001179791)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 10,000 Value ($000) $245 Avg Close — Range —
Q1 2018
Shares 10,000 Value ($000) $248 Avg Close — Range —
Q4 2017
Shares 10,000 Value ($000) $250 Avg Close — Range —
Q3 2017
Shares 10,000 Value ($000) $252 Avg Close — Range —
Q2 2017
Shares 10,000 Value ($000) $242 Avg Close — Range —
Q1 2017
Shares 10,000 Value ($000) $231 Avg Close — Range —
Q4 2016
Shares 10,000 Value ($000) $217 Avg Close — Range —
Q3 2016
Shares 10,000 Value ($000) $255 Avg Close — Range —