CAPITAL ONE FINL CORP

CUSIP: 14040h105 Class: COM

Aureus Asset Management, LLC's Holding History (CIK: 0001381296)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 124,630 Value ($000) $9,823 Avg Close — Range —
Q4 2014
Shares 120,820 Value ($000) $9,974 Avg Close — Range —
Q3 2014
Shares 123,160 Value ($000) $10,052 Avg Close — Range —
Q2 2014
Shares 121,900 Value ($000) $10,069 Avg Close — Range —
Q1 2014
Shares 115,200 Value ($000) $8,889 Avg Close — Range —
Q4 2013
Shares 113,690 Value ($000) $8,710 Avg Close — Range —
Q3 2013
Shares 95,060 Value ($000) $6,534 Avg Close — Range —
Q2 2013
Shares 93,500 Value ($000) $5,873 Avg Close — Range —