CAPITAL SOUTHWEST CORP

CUSIP: 140501AE7 Class: NOTE 5.125%11/1

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025
Shares 2,000,000 Value ($000) $1,980 Avg Close — Range —
Q2 2025
Shares 2,000,000 Value ($000) $1,976 Avg Close — Range —
Q1 2025
Shares 2,000,000 Value ($000) $1,951 Avg Close — Range —
Q4 2024
Shares 2,000,000 Value ($000) $1,929 Avg Close — Range —