CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

D. E. Shaw & Co., Inc.'s Holding History (CIK: 0001009207)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 15,669 Value ($000) $49 Avg Close — Range —
Q4 2019
Shares 17,216 Value ($000) $150 Avg Close — Range —