CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

TWO SIGMA INVESTMENTS, LP's Holding History (CIK: 0001179392)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 181,219 Value ($000) $477 Avg Close — Range —
Q1 2020
Shares 141,803 Value ($000) $444 Avg Close — Range —
Q4 2019
Shares 183,051 Value ($000) $1,598 Avg Close — Range —
Q3 2019
Shares 110,211 Value ($000) $914 Avg Close — Range —
Q2 2019
Shares 78,890 Value ($000) $746 Avg Close — Range —
Q1 2019
Shares 38,303 Value ($000) $305 Avg Close — Range —
Q4 2018
Shares 18,879 Value ($000) $135 Avg Close — Range —
Q3 2018
Shares 109,230 Value ($000) $951 Avg Close — Range —
Q1 2018
Shares 127,694 Value ($000) $986 Avg Close — Range —
Q4 2017
Shares 180,405 Value ($000) $1,313 Avg Close — Range —
Q3 2017
Shares 168,893 Value ($000) $1,611 Avg Close — Range —
Q2 2017
Shares 118,950 Value ($000) $1,548 Avg Close — Range —
Q1 2017
Shares 96,233 Value ($000) $1,382 Avg Close — Range —
Q4 2016
Shares 97,219 Value ($000) $1,257 Avg Close — Range —
Q3 2016
Shares 99,522 Value ($000) $1,305 Avg Close — Range —
Q2 2016
Shares 19,481 Value ($000) $273 Avg Close — Range —
Q1 2016
Shares 114,454 Value ($000) $1,373 Avg Close — Range —
Q4 2015
Shares 81,767 Value ($000) $988 Avg Close — Range —
Q3 2015
Shares 76,498 Value ($000) $992 Avg Close — Range —
Q2 2015
Shares 131,546 Value ($000) $2,052 Avg Close — Range —