CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

ARES MANAGEMENT LLC's Holding History (CIK: 0001259313)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 13,672 Value ($000) $109 Avg Close — Range —
Q4 2018
Shares 284,227 Value ($000) $2,038 Avg Close — Range —
Q3 2018
Shares 288,866 Value ($000) $2,516 Avg Close — Range —
Q2 2018
Shares 294,762 Value ($000) $2,447 Avg Close — Range —
Q1 2018
Shares 294,762 Value ($000) $2,279 Avg Close — Range —
Q4 2017
Shares 206,455 Value ($000) $1,503 Avg Close — Range —
Q3 2017
Shares 182,213 Value ($000) $1,738 Avg Close — Range —
Q2 2017
Shares 152,213 Value ($000) $1,980 Avg Close — Range —
Q1 2017
Shares 312,213 Value ($000) $4,483 Avg Close — Range —
Q4 2016
Shares 318,213 Value ($000) $4,114 Avg Close — Range —
Q3 2016
Shares 258,465 Value ($000) $3,388 Avg Close — Range —
Q2 2016
Shares 52,526 Value ($000) $735 Avg Close — Range —