CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

MILLENNIUM MANAGEMENT LLC's Holding History (CIK: 0001273087)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 30,949 Value ($000) $257 Avg Close — Range —
Q1 2018
Shares 35,851 Value ($000) $277 Avg Close — Range —
Q4 2017
Shares 85,145 Value ($000) $620 Avg Close — Range —
Q3 2017
Shares 101,060 Value ($000) $964 Avg Close — Range —
Q2 2017
Shares 104,869 Value ($000) $1,364 Avg Close — Range —
Q1 2017
Shares 24,451 Value ($000) $351 Avg Close — Range —
Q4 2016
Shares 25,054 Value ($000) $324 Avg Close — Range —
Q1 2016
Shares 43,432 Value ($000) $521 Avg Close — Range —
Q4 2015
Shares 89,332 Value ($000) $1,079 Avg Close — Range —
Q3 2015
Shares 32,714 Value ($000) $424 Avg Close — Range —
Q2 2015
Shares 53,055 Value ($000) $828 Avg Close — Range —
Q4 2014
Shares 10,616 Value ($000) $190 Avg Close — Range —